California State University, Northridge
Correspondence may be addressed to: Edward E.
Sampson, 790 Bolinas Road, Fairfax, CA 94930.
A commonplace assumption maintained by those
scientists who study the world of plants and animals suggests that our
knowledge would not advance very far were our theories of a particular
species to ignore the ecological niche the life form inhabited. We know,
for example, that such environmental conditions as the composition of the
soil and amount of rainfall have a significant effect on the
characteristics of a plant's root system and its leaf structure (from Wicker,
1979). In the world of persons, it is likewise reasonable to suggest
that our knowledge would be inadequate were our theories of the person
insensitive to the social world into which persons are born and within
which they carry out their lives.
Fortunately, this perspective is generally well
known to many psychologists (e. g. , Bronfenbrenner,
1977; Erikson,
1950; Gergen
& Davis, 1985; Harré,
1984; Luria,
1976; Tajfel,
1984; Vygotsky,
1978) and has also formed a central feature in the emergence of
several important interpersonally and culturally oriented theories of
psychopathology (e. g. , see Greenberg
& Mitchell, 1983, for a useful review). Although this sensitivity
to the social world is admirable, I believe that we have not gone far
enough in connecting our theories of the person with social change, in
particular, with major historic transformations in the social world (but
see Luria,
1976, for a partial exception). What effect on our theory of the
person would occur, for example, if the current social world were to
undergo a major transformation of the same order as the historic change
from the premodern to the modern era? Surely this magnitude of change
would have a dramatic impact on our understanding of the person.
It is my contention that we are currently
undergoing just such a major transformation (e. g. , see Block,
1987; Bowles
& Gintis, 1987; Mumford,
1956; Poster,
1984; Reich,
1987). The modern, industrialized world of the last several centuries
is gradually but perceptably yielding to a postmodern, postindustrial (i.
e. , information rich and service oriented), globally linked world system.
For the most part, psychology's current theories of the person were
developed during the era of modernism and were apt descriptions of that
era's framework of understanding. These theories were well suited to a
world dominated by industrialization, technology, secularism,
individualism, and democracy (e. g. , Nisbet,
1969): a world in which the self-contained individual (Sampson,
1977, 1985)
emerged from embeddedness in various collectivities to become the
free-standing, central unit of the new social order.
The transformation from the modern era's
industrialized and individualized settings into the postmodern era's
postindustrial, information-based, and globally linked social environments
will call for a dramatic transformation in psychology's theories of the
person. Over 30 years ago, Mumford
(1956) noted that we are on the verge of "another great historic
transformation" (p. 138). He suggested that the major task humanity
confronts is to create a new self, better suited than the current form, to
dl with the issues that this historic change will introduce, in
particular, issues that derive from the emergence of a globally linked
world system. This transformation, I believe, sets the challenging task
and future agenda for psychology.
The modern era began approximately around the 15th
and 16th centuries. For a variety of complex sociopolitical and economic
reasons well beyond the scope of this present article, individuals
qua individuals increasingly came to populate the social world.
Anyone wishing to understand human life now had to contend with fathoming
the dynamics of the individual. This is not to suggest that conceptions of
the individual were absent in the premodern era, but rather to note that a
differently formulated theory of the person was required once individuals
replaced the community and household as the functional unit and organizing
principle of society.
A liberal individualist framework emerged at this
time, both to oppose the premodern understanding and to establish the
familiar terms of modern life. Individuals were to be set free from all
the ties and attachments that formerly defined them. Individuals,
understood as self-determining, autonomous sovereigns, authors in charge
of their own life's work, became the central actors on the social stage.
Sandel
(1982) referred to these newly minted individuals as disembodied,
unencumbered subjects; MacIntyre
(1988) described them as characters possessing "their identity and
their essential human capacities apart from and prior to their membership
in any particular social and political order" (p. 210). I have referred to
these newly emerged subjects of modern life as self-contained individuals
(Sampson,
1977, 1985,
1988).
Modernism's liberating vision called for a rather
complete detachment of individuals from the ties that formerly bound them
into the telos of their community and that defined who or what
they were or could be in terms of that telos. This detachment set
people free to determine their own self-definitions. The particular forms
that communities would take were henceforth to be understood as derivative
of the desires and preferences of the individuals who comprised them.
Thus, both the meaning of individual and of
community dramatically changed. Individuals were constituted as entities
apart from any particular community; they had priority over it and so
could freely choose the forms of association to which they would subject
themselves. In turn, the community became an instrumentality for
individuals, a necessity required so that individuals could pursue their
personally chosen purposes in life, or at times, a
sentimentality, involving ties of affection freely given by one
person to others (see Sandel,
1982, pp. 147-154). The premodern sense of a community that creates
individuals was lost; communal associations were established by persons
who fundamentally existed independently of those associations and who
could as freely withdraw their consent to belong as they freely gave it in
the first place (e. g. , see Bowles
& Gintis's, 1987 discussion of "exit" rather than "voice" to
describe this form of individual power under the conditions of modern
life).
The hallmark of modernism's theory of the person
was the priority it established for the individual. Whatever formerly held
intrinsic meaning and provided the framework within which individual's
actions were undertaken (e. g. , the community) lost that meaning to the
meaning-endowing capacities of the individual subject. Prioritizing the
individual assured that the stranglehold of tradition over the person
would be undone. Persons were free to establish their own framework of
belief and value, to choose the goals and purposes that they desired.
Under this theory of the person, a "well-ordered
society is...one in which people are free to pursue their various aims"
(Sandel,
1982, p. 116), and the task of government is to assure the conditions
needed to allow individuals to choose their own aims and purposes in life,
not to set these aims for the individual (also see MacIntyre,
1984). It was assumed that society was made up of a plurality of
individuals possessing different interests and that the function of the
government was to see that fairness reigned in working out the melding of
this plurality of divergent interests and talents into some workable plan.
As Weber (see Gerth
& Mills, 1946) noted, administration and management became central
features of the modern period, and efficiency of operation emerged as the
one shared standard for judging the worth of any enterprise. The state was
to remain indifferent and neutral, neither taking sides nor espousing any
one purpose over any other beyond ensuring that no single purpose would
dominate. The individual was simply "to propose and to live by whatever
conception of the good life he or she pleases" (MacIntyre,
1988, p. 336).
In effect, by giving priority to the individual,
the liberal individualist's theory of the person required viewing
individuals as being, at least in part, antecedent to the society
in which they lived. Only in this way did it make sense to speak of
persons as subjects capable of choosing the ends or purposes they would
pursue. When ends and purposes are given the priority they held in the
premodern tradition, then persons are more subjected than they are
subjects. For persons to be freely capable of choosing, they must be
understood to be external to and separate from society: "The subject,
however heavily conditioned by his surroundings, is always, irreducibly,
prior to his values and ends, and never fully constituted by them" (Sandel,
1982, p. 22).
This modern, liberal individualist theory of the
person does not deny the importance of values and purposes for human life.
Rather, given the priority it establishes for the individual, it
emphasizes the point "that the values and relations we have are the
products of choice, the possessions of a self given prior to its ends" (Sandel,
1982, p. 176). In other words, a voluntarist notion of personhood is
at the center of the liberal individualist tradition. Needless to say,
given this kind of theory of the person, anyone who wishes to understand
human life must necessarily focus intently on the dynamics of the
individuals whose activities create the features of human life that we
encounter.
The point of this brief review of the historic
transformation of the premodern into the modern era is to lay the
foundation for what I contend is the next major societal transformation,
from modernism to postmodernism. If this latter transformation introduces
a functional unit for the social order other than the individual, then
what sense will there be to continue to study the dynamics of the
individual as currently conceived? In effect, studying the individual
makes sense under the historical conditions of modernism, in which the
individual became the central unit and organizing principle of society.
Once modernism moves into the wings and a new organizing principle emerges
as central to the social order, then another object of study, founded on a
different theory of the person and a different conception of the
discipline of psychology, will be required.
In my view, we are already witnessing a significant
transformation in the central organizing principle of society away from
the individual and toward some more globally conceptualized entity.
Although space limitations do not permit my doing more than mentioning
them and providing references for additional reading, we can already see
signs of this change in a wide variety of cultural endeavors that have
challenged the primacy of the individual as currently understood, that is,
as the familiar self-contained form (Sampson,
1977, 1985,
1988).
Examples are deconstructionism (e. g. , Derrida,
1974, 1978,
1981),
feminism (e. g. , Gilligan,
1982, Lykes,
1985; Miller,
1976), cross-cultural work on concepts of the person (e. g. , Geertz,
1979; Heelas
& Lock, 1981; Miller,
1984; Shweder
& Bourne, 1982), and the challenge to liberal individualism (e. g.
, Cahoone,
1988; MacIntyre,
1984, 1988;
Sandel,
1982; also see Shweder's
1982 review of the "liberalism as destiny" theme reflected in Kohlberg's
1981 work on moral reasoning).
It is my contention that the age of individualism
has already moved off center sge for Western, industrialized societies and
is rapidly being replaced by a more globalized functional unit (see Block,
1987; Bowles
& Gintis, 1987; Poster,
1984). Quite simply, understanding the individual qua
individual is no longer relevant to understanding human life. Even today,
that understanding demands theories and methods oriented toward a more
global type of entity. In the years ahead, the dominance of this global
functional unit will be even greater, demanding that we revise our work
accordingly.
One arena in which this transformation is clearly
apparent involves the functioning of the economic system (e. g. , Bowles
& Gintis, 1987; Reich,
1987). Even a casual observer of the economic system in the United
States, for example, will be impressed with how much its operation can no
longer be understood simply by examining the internal or local market
system. Economic analysis must become increasingly sensitive to the linked
world market system as a key unit of analysis in its own right. Those
whose futures were tied up in the U. S. stock market, for example, saw how
precarious those futures were when in October 1987 the U. S. market
plunged; most became painfully aware of the way in which their personal
economic benefits were determined by events occurring in stock exchanges
in Asia and Europe and not simply by local events (see Sewell,
1988, on a similar point).
It is not only the economic sphere, however, that
reveals the emergence of an essentially global functional unit.
Technological innovations have made it possible to communicate with and to
experience lives far removed from our own territory. Our knowledge and
informational boundaries cannot be contained as they once were; our
consciousness and even our rationality can no longer be assumed to be
securely housed within our self-contained individuality. As technology
expands our range of contacts, the sources for socializing our identities
will be further enlarged.
Many other areas of current life also reveal the
force of globalization. Pollution does not respect national boundaries.
Policies and behaviors of states and persons far removed from our own
habitats have profound implications for our longevity, economic status,
and the very quality of our lives. The threat of nuclear annihilation
casts a shadow that extends around the world, placing each of us in the
darkness and doubt of events occurring on a truly global basis.
In these and in numerous other ways, we have become
members of a large, linked world system. Our lives are elements in several
dramas that can no longer be understood simply by focusing narrowly on our
inner experiences or personal preferences. Whether the narrowed focus on
the self-contained individual is seen to be an ideological obfuscation for
the operation of sinister social forces taking place behind our backs (as
Marxian analysis would suggest) or simply a survival into the late 20th
century of the state of 19th century society, the point remains much the
same. The functional unit whose understanding we must seek is no longer
the individual as currently understood, but something more globalized in
its form. In effect, the theory of the person that was suited to the era
of individualization is ill suited to the era of globalization. A new
theory of the person is needed, thus posing a new, different, and indeed
difficult challenge to psychology, the field whose origins lay in
developing and exploring the current theory of the person.
Although no one has yet come forth with a
satisfactory description of the new functional unit or the revised theory
of the person it entails, it is clear that the critics of the liberal
individualist tradition have at least recognized the already visible winds
of change (e. g. , Bowles
& Gintis, 1987; Cahoone,
1988; MacIntyre,
1984, 1988;
Sandel,
1982). I have found their interpretations to be some of the most
insightful. I hasten to note that for the most part these critiques were
not written in order to establish a globalized alternative, but I believe
that the direction of their analyses suggests the very kind of
transformation in the theory of the person that is well suited to the
postmodern, globalized era.
If my analysis of historical change is correct, our
present task is to unfold the essential characteristics of a globalized
theory of the person. I have found Sandel's
(1982) ideas most helpful. In developing his critique of liberal
individualism, Sandel distinguished between its concept of
possession (to which, following my own previous terminology [Sampson,
1977], I will refer as self-contained) and an alternative,
constitutive view.
In breaking individuals free from all those
attachments that formerly set the terms of their very existence, and
thereby granting them priority, the liberal individualist theory of the
person compels us to dissociate persons from any particularly contingent
circumstances of their lives. As Sandel
(1982), among others, has reminded us, persons cannot be both
sovereign agents free to determine the ends they will seek and at the same
time essentially be what they have chosen. Sovereignty means that
persons must stand outside this network of their choosing; otherwise they
lose their priority as subjects who choose, select, and decide. Sandel has
argued that this formulation of an unencumbered subject is essential to
the liberal individualist theory of the person and is found in nearly
every representative of this tradition.
Although we should not invariably expect to find so
direct a statement of the unencumbered view as is made here, any other
possibility would be incoherent given the entire fabric of liberal
individualist social, economic, political, psychological and even, for the
most part, religious institutions and practices. For example, there would
be little sense in viewing people as giving their voluntary consent to be
governed if we simultaneously fail to view persons as the kinds of
creatures who are able to give such voluntary consent. For persons to be
such creatures, we logically require a theory of the person that grants
priority to persons over anything to which they may choose to subject
themselves.
As I previously commented, psychology has grown up
within the liberal individualist tradition and should thereby reveal this
central feature of the tradition in its own theories of the person. One
can readily discern this emphasis on the self-contained view within most
psychological understanding (e. g. , Sampson,
1977, 1985,
1988).
I will shortly turn to some noteworthy exceptions (e. g. , Gergen
& Gergen, 1988; Harré,
1984; Tajfel,
1984). Although some psychological theories try to operate
interactively, I can see no reason to alter the conclusion I previously
reached: These accounts emphasize two self-contained entities interacting,
rather than adopting the constutive tradition to which I will now turn
(also see Lykes,
1985).
Sandel contrasted the liberal individualist (i. e.
, self-contained) conception with an alternative, constitutive view in
which persons are seen as creatures whose very identities are constituted
by their social locations. There are no subjects who can be defined apart
from the world; persons are constituted in and through their attachments,
connections, and relationships. Unlike the liberal individualist view in
which persons choose the lives they will lead and construct the kinds of
community they will inhabit, in this alternative view, persons' "more or
less enduring attachments and commitments" (Sandel,
1982, p. 179) help define who the persons are. In Sandel's view,
persons do not choose the ends or purposes they will select to follow, but
rather they engage in a shared, common process of discovery in which their
goals and purposes are revealed in a never-ending process of living with
others.
Both Cahoone
(1988) and MacIntyre
(1984, 1988)
have echoed this constitutive formulation of the person. Cahoone
emphasized the internal rather than external relationship between culture
and person. Culture is not something that stands in the way of persons or
something that persons must overcome in order to realize their real self,
but rather it is the only vehicle available for persons to know and to
understand who they are.
Although MacIntyre
(1984, 1988)
did not use the same terminology as Cahoone or Sandel, it is clear that in
his examination of the classical and the Aristotlean conceptions of the
person he has adopted much this same point of view. He captured this
understanding in observing that for Aristotle, "it is the individual
qua citizen who reasons ... [but] in the practical reasoning of
liberal modernity it is the individual qua individual who
reasons" (1988,
p. 339). In other words, reasoning in the modern tradition is a kind
of transcendent capacity of individuals who are reasoning personages
regardless of their particular social setting. In the classical and
Aristotlean tradition, by contrast, reasoning can occur only by virtue of
the context within which it emerges, guided by the telos of that
context.
In effect, for the constitutive view, there is no
meaningful way to speak about persons abstracted from the particular
community that is an essential ingredient of their identities as persons.
The liberal individualist tradition sought to accomplish just this
abstraction in the name of providing freedom and dignity for the
individual. Yet, by so thoroughly detaching persons from the social and
historical locus that constitutes their very being, the modern liberal
individualist tradition has had the ironic effect of denying persons any
kind of dignity, autonomy, or power (e. g. , Bowles
& Gintis, 1987). The detachment and prioritization of the
individual creates an empty, functionally meaningless abstraction
incapable of doing much of anything. The constitutive perspective
contrasts markedly with this modern tradition. In its view, attachments
within a community do not describe mere attributes of a person's identity
but are in effect constituents of their identities: "The community of
which they are a part ... describes not just what they have ...
but also what they are" (Sandel,
1982, p. 150).
None of the critics of the liberal individualist
tradition have set forth the complete terms of a new tradition to replace
the waning liberal individualist formulations that they have criticized.
As I have suggested, however, the constitutive framework they have
introduced is more compatible with the emerging era of globalization than
with the era of individualization, for which the self-contained view was
more suitable. Let me now build on these ideas and focus on one of the
most central implications of the constitutive theory of the person for
understanding the person-other or person-society relationship. The key is
the notion of ownership.
Within the liberal individualist tradition,
individuals are assumed to have personal ownership of the identities they
possess, including all of their attributes (e. g. , talents and abilities)
as well as the outcomes of whatever achievements their particular
abilities and motivations bring to them. Macpherson
(1962) referred to this understanding as possessive individualism: a
"conception of the individual as essentially the proprietor of his own
person or capacities, owing nothing to society for them" (p. 3). In
Macpherson's view, consonant with Sandel's
(1982) perspective, individual freedom is founded on this concept of
the individual as fundamentally "an owner of himself" (p. 3).
Because individuals retain personal ownership, they
have personal responsibility for determining how to dispose of what they
own. The particular ways in which we enter into contracts or exchange
relationships with others or the ways in which we negotiate an agreement
would have little meaning if persons did not rightfully claim personal
ownership over their possessions and achievements. Personal ownership lets
persons enter into agreements in which they decide to give up a part of
what they own in exchange for benefits they will receive from others who
are similarly situated.
Indeed, the essence of liberal individualist
society is this notion of personal ownership and the theory of the person
it requires: That is, persons are understood to be antecedent to any kind
of constitutive community. However, once we have reformulated our
conception of the person from the self-contained to the constitutive view,
we see that the attributes (e. g. , possessions, abilities, and
achievements) that we currently believe are private items to be disposed
of as persons wish are common goods for community consideration. Sandel
(1982) captured this transformed meaning as follows:
What at first glance appear as "my assets" are more
properly described as common assets ... since others made me, and in
various ways continue to make me the person I am, it seems appropriate to
regard them ... as participants in "my" achievements and common
beneficiaries of the rewards they bring. (p. 143)
In other words, if a person's attributes are held
to be at least partly determined by the community that has constituted the
person, attributes we currently consider to be private possessions are
recast into attributes for use on behalf of the common good. Persons
become the guardians of particular assets, not their owners.
Needless to say, this is a very different way of understanding
achievements, possessions, talents, and so forth. Each individual is the
guardian of these assets on behalf of something larger than personal
benefit; the disposition of such assets is not an individual's choice as
much as a matter for community evaluation and decision in terms of its
interests and purposes.
Reich
(1987) has offered a similar perspective in his analysis of health and
retirement benefits, urging a transformation from their current conception
as individual entitlements to entitlements common to a community of
persons constituted by that community. Reich expressed a concern about the
current way that certain benefits are allocated within U. S. society,
observing, for example, that providing medical benefits to individuals may
actually encourage poor preventive health habits: Persons receive medical
care whether or not their own behavior has been guided by principles of
healthful living. Reich noted how in a thoroughly individuated situation,
devoid of what we would term constitutive attachments, no one bears any
responsibility for anyone's behavior and so we all pay for each
individual's irresponsibility.
The flavor of this can be gleaned from considering
efforts to legislate the wearing of helmets by motorcyclists. The battle
lines involve pitting the rights of individuals to do with their lives
whatever they please and the rights of the community members who
eventually pay the medical bills for long-term care of the profoundly
brain-injured riders. Under the liberal individualist ethic, persons own
their own lives, and so long as one life does not intrude on another,
persons can choose to live any way they wish, even foolishly. Riding
without a helmet is a right all individuals have; the community has no
stake in controlling this kind of private behavior. However, insofar as
persons' relationships to their communities are more constitutive than
self-contained, the community does have a stake in what occurs.
The constitutive view transforms the entire
person-community relationship. The point is not simply that the community
has a stake in what happens to its individual members and thus must
intervene in their lives, but equally, because individuals are constituted
by their communities (i. e. , they are not self-contained individuals with
lives apart from others) community involvement is not experienced as an
improper intrusion into their personal affairs. Because persons'
attributes are not privately owned apart from their community, they do not
have the same sense of being violated by infringements on their freedom of
self-determination that we currently have.
As I have noted, the constitutive formulation of
the person better suits the global world into which we are rapidly heading
than the self-contained liberal individualist conception that has
dominated our self-understandings during the modern period. We have gone
well beyond that modern period and have entered a new world with new
issues and demands. The liberal individualist theory of the person is not
simply incoherent in its own terms, promising what it cannot logically
provide, but it also fails to offer a blueprint for the era of
globalization in which persons will increasingly be parts of a thoroughly
linked, interdependent global world system. Actions in one segment of this
system have consequences for all, and therefore a more constitutive vision
is required.
By now it should be clear that the discipline of
psychology emerged within the era of modernism and has participated in the
liberal individualist perspective that is the hallmark of that tradition.
Psychology is not to be faulted for its embeddedness in the liberal
individualist tradition, but its future task will be to deal with the
challenge of the era of globalization that is now looming on the horizon.
A psychology for tomorrow is a psychology that begins actively to chart
out a theory of the person that is no longer rooted in the liberal
individualist assumptions, but is reframed in terms more suitable to
resolving the issues of a global era.
I previously commented that there already exist
several harbingers of this new era, including much of the feminist
scholarship within psychology. In my view, however, the feminist
perspective should no longer be understood as developing a psychology of
women but, I believe, is better seen as developing a psychology of
humanity tomorrow. The real issue, therefore, does not involve gender
differences per se, as much as it speaks to an emerging theory of the
person that is appropriate to the newly emerging shape of a globally
linked world system.
Other recent contributions to psychology also have
sought to redirect the focus of the field toward the constitutive
conception of the person I have presented in this article. Harré
(1984), for example, has introduced a meaning for "personal begin"
that is clearly constituted within the social world. In defining the
fundamental human reality to be a conversation, Harré has compelled us to
become aware of the manner by which personhood is socially constituted.
Harré cited the works of Shotter (cited in Harré,
1984) and some of his associates on the concept of psychological
symbiosis to describe the way in which a socially constituted
personhood is learned: "In psychological symbiosis mothers do not talk
about the child's wishes and emotions; they supply the
child with wishes, needs, intentions, wants and the like, and interact
with the child as if it had them" (p. 105).
Likewise, the recent contributions of Gergen and
his associates (e. g. , Gergen
& Davis, 1985; Gergen
& Gergen, 1988) provide a further attempt to contextualize our
theory of the person (e. g. , also see Sarbin,
1977). Gergen
and Gergen (1988), for example, outlined a theory of the self as a
narrative in which, although the object is the single individual, "it
would be a mistake to view such constrtions as the product or possession
of single selves" (p. 37). There is a clear correspondence between this
manner of understanding personal identity as narrative and the
constitutive view of the person and of possession I previously outlined.
The recent two-volume compilation outlining the
European approach to social psychology edited by Tajfel
(1984) offers still further evidence of active efforts within the
field of psychology to bring the social dimension to topics such as
attribution, emotion, and cognition, which are usually considered in a
more strictly individually self-contained manner.
By now it should be apparent that my point has not
been to bemoan any lack either of sensitivity or of activity on the part
of at least certain segments of the field to develop a differently framed
theory of the person. Although these and related efforts mark significant
strides in turning the field around, to my knowledge there have been few,
if any, efforts (with Luria's,
1976, pioneering efforts standing as a possible exception)
systematically to link changes in the theory of the person, which these
authors have sought to describe, with the dramatic transformation in the
social order now taking place.
For the most part, psychology has not been as
reflective about its own subject matter as it needs to be, at least not in
the sociohistorical sense that I have sought to describe. Psychology has
not seen its role to be that of discovering what theory of the person it
currently espouses, how that theory conforms to a particular kind of
social and historical order, how changes in that social and historical
order will require a new theory of the person, and especially how a
central role for psychology is to take the lead in generating this new
theory.
I have introduced not only a challenge for
psychology, but also a new and somewhat different role: to being to
explore, systematically and as a central feature of its disciplinary
agenda, the contours of a new theory of the person suitable for the global
era into which we are rapidly heading.
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